Financial Services Guide

Contact details

The Association of Trading Professionals
Level 5, 140 Bundall Rd,
Bundall, QLD 4217

Contact: The ATP
Tel: 1300 229 112
Email: info@theatp.com.au

ABN: 33 162 055 361
ACN: 162 055 361

The Association of Trading Professionals
is a Corporate Authorised Representative (Rep No. 433676) of
Authorised Representatives Australia Pty Ltd (AFSL No. 411323) the Licensee;

307 Queen St
Brisbane QLD 4000
Contact: Compliance Officer
Tel: 1300 725 889

Introduction

This Financial Services Guide (FSG) dated 28th January 2013 replaces all previous versions. This document is an important document which we are required to give you under the requirements of our authorisations as a financial services provider. It provides you with information about The Association of Trading Professionals Pty Ltd to help you decide whether to use the financial services we provide. This FSG explains the services that we can offer you and the types of products that we offer. It also explains how we and other related persons are remunerated for these services, and includes details of our internal and external complaints handling procedures and how you can access them. The Licensee authorises the distribution of this FSG.

The Association of Trading Professionals Pty Ltd and the Licensee will only provide general advice. This advice will not take into consideration your individual needs and objectives nor consider the overall appropriateness of the advice for your circumstances. If you require personal advice or advice that is tailored to your circumstances, we strongly recommend that you seek this through an appropriately authorised representative.

We will not provide advice on classes of financial products other than those identified in The Association of Trading Professionals Pty Ltd authorisations through the Licensee, Authorised Representatives Australia AFSL 411323. The licensee is ultimately responsible for the advice provided and services offered to clients of The Association of Trading Professionals Pty Ltd.

Who Are We?

The Association of Trading Professionals is your advisor and is a Corporate Authorised Representative of Authorised Representatives Australia Pty Ltd #411323.

What Do We Offer?

The Association of Trading Professionals provides Foreign Exchange and derivatives products and services.

What Are Our Authorisations?

The Association of Trading Professionals Pty Ltd is authorised to provide general financial product advice in Foreign Exchange and derivatives.

What Will We Not Do?

We will not provide advice on classes of financial products other than those detailed above. We will not provide personal advice.

What Do We Expect From You?

We expect that you will use our general advice to enable you to make informed financial decisions. We expect that you will seek appropriate advice from appropriately qualified entities if you require advice that is tailored to your specific circumstances (personal advice).

How Are We Paid For The Services We Provide?

The Association of Trading Professionals Pty Ltd charges a simple fee for each product that we provide, as per our price list.

What Commissions, Fees Or Other Benefits Are Received?

Employees of The Association of Trading Professionals Pty Ltd are remunerated in a variety of ways including wages, salary, bonuses and commissions based on sales generated. The Association ofTrading Professionals Pty Ltd does not accept any non monetary or other benefits such as prizes, awards, hospitality events from any product or service provider which may have the potential to influence recommendations in anyway.

Do Any Relationships Exist Which Might Influence The Service Or Advice I Receive?

The Association of Trading Professionals Pty Ltd is not owned by any fund manager or institution.

Will You Give Me Advice That Is Suitable To My Investment Needs And Financial Circumstance?

No. The Association of Trading Professionals Pty Ltd does not provide personal financial advice.

What Information Do You Maintain In My File And Can I Examine My File?

We maintain a record of the details you provide to us. If you wish to examine your file, you may ask us and we will make arrangements for you to do so. We are committed to implementing and promoting a privacy policy which will ensure the privacy and security of your personal information. A copy of our privacy policy will be provided upon your request.

What Kind Of Compensation Arrangements Are In Place And Are These Arrangements Complying?

The Association of Trading Professionals Pty Ltd confirms that arrangements are in place both through The Association of Trading Professionals Pty Ltd and the Licensee to ensure that it continues to maintain Professional Indemnity Insurance in accordance with Section 912 B of the Corporations Act 2001, (as amended). In particular the Professional Indemnity Insurance, subject to its terms and conditions, provides indemnity up to the sum insured for the Licensee and its authorised representatives in respect of our authorisations and obligations under the Australian Financial Services License.

What Should I Do If I Have A Complaint?

We are committed to providing quality advice to our clients. This commitment extends to providing accessible complaint resolution mechanisms for our clients. If you have any complaint about the services provided to you should take the following steps;

1. Contact The Association of Trading Professionals Pty Ltd.

2. If you complaint is not satisfactorily resolved within 7 days please contact The Association of Trading Professionals Pty Ltd authorising licensee Authorised Representatives Australia Pty Ltd within 7 days on Phone 1300 725 889. Or put it in writing and email to david@licencefx.com.au

3. If we cannot reach a satisfactory resolution you can raise your concerns with the Financial Ombudsman Service on 1300 78 08 08. The Australian Securities and Investments Commission, (ASIC), also has a free call info line on 1300 300 630 which you may use to make a complaint or obtain information about your rights.